全球五大银行利用 Storyteller 推动合规并降低风险
公司规模
1,000+
产品
- Storyteller for Regulatory Compliance and Change Management
技术栈
- AI Natural Language Processing
- PDF highlighter utility
实施规模
- Enterprise-wide Deployment
影响指标
- Cost Savings
- Digital Expertise
- Productivity Improvements
技术
- 分析与建模 - 自然语言处理 (NLP)
- 应用基础设施与中间件 - API 集成与管理
适用行业
- 金融与保险
适用功能
- 商业运营
用例
- 欺诈识别
- 监管合规监控
服务
- 数据科学服务
- 系统集成
关于客户
客户是一家全球 500 强银行之一，从事银行业运营。在复杂且频繁变化的法规环境中，该银行在合规方面举步维艰。该银行依赖于高度手动、劳动密集型、电子表格驱动的流程，该流程容易出错和疏忽。该流程不仅繁琐且昂贵，而且还无法生成报告以提供合规进展的高管视角。该银行需要一种监管变更管理解决方案，使业务部门能够有效、高效地满足要求。
挑战
该银行是全球五大银行之一，在法规不断变化且复杂的环境中，该银行正努力实现合规。由于团队花费了太多时间进行手动工作，这被证明是一项挑战。业务部门依赖于高度手动、劳动密集型、电子表格驱动的流程，该流程容易出现错误和疏忽，繁琐、昂贵且静态。这也使得无法生成报告以提供合规进展的高管视角。由于该流程本质上是手动的，因此它依赖于关键利益相关者参与者的可用性来提供输入。这使得协作和可靠地整合解释性反馈变得极其困难。法规经常变化。由于缺乏能够详细映射和分析预期监管变化的工具，该银行面临重大风险。
解决方案
该银行选择了 Blueprint 的 Storyteller 进行监管合规和变更管理。该平台提供了统一的企业级监管信息存储库，包括分解为单个义务、解释、流程、政策、程序和控制的源法规以及相关的系统要求。该银行利用 Storyteller 的监管要求跟踪引擎来有效地映射和管理监管变更、义务（法规和业务要求）、控制（业务和系统要求）的法律和风险审查，这些最终反映在证据（向审计师提交的监管合规报告）中。Storyteller 还提供利用 AI 自然语言处理的先进监管水平扫描和接收技术。该银行能够通过自动化工作流程标准化合规和补救活动，这些工作流程提供分配、通知、正式审查批准和其他功能，以协调大量人员的努力。
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