实现金融行业基于风险的第三方管理
公司规模
1,000+
地区
- America
国家
- United States
产品
- LogicManager
技术栈
- SaaS
实施规模
- Enterprise-wide Deployment
影响指标
- Cost Savings
- Productivity Improvements
技术
- 平台即服务 (PaaS) - 数据管理平台
适用行业
- 金融与保险
适用功能
- 商业运营
用例
- 监管合规监控
- 供应链可见性(SCV)
服务
- 云规划/设计/实施服务
- 系统集成
关于客户
该银行是一家大型金融机构，总部位于美国南部。它在全国拥有 255 多家分支机构，提供广泛的个人和商业银行服务。该银行致力于为客户提供便利和安全，同时帮助他们实现财务目标。截至 2017 年，该银行的资产超过 200 亿美元。该银行最近经历了两次合并，规模扩大了一倍，资产超过 200 亿美元。该银行的企业风险团队在大约 24 个月内从 12 人增加到 150 人。银行的快速增长和扩张对尽职调查和数据集成提出了重大挑战。
挑战
该银行总部位于美国南部，在全国拥有 255 多个分支机构，在管理第三方风险方面面临挑战。在与 LogicManager 合作之前，该银行使用多个第三方单点解决方案来管理其供应商，这导致集成度低、沟通问题，并且需要大量手动工作来维护准确的数据和报告。该银行最近经历了两次合并，规模扩大了一倍，资产超过 200 亿美元，企业风险团队在大约 24 个月内从 12 人增加到 150 人。这种快速的增长和扩张对尽职调查和数据集成提出了重大挑战。该银行依赖多个流程和系统，包括 Excel、SharePoint 和另一个外部第三方管理解决方案，这些流程和系统效率低下且容易出错。
解决方案
该银行与 LogicManager 合作设计并实施了一项解决方案，以推进其第三方风险管理 (TPRM) 计划。LogicManager 的第三方风险管理功能使该银行能够高效地管理这项全行计划的许多变动部分：不断变化的第三方合同产品和服务清单、这些关系的所有权、尽职调查步骤和差距、跟踪合同续签和 SOC 报告日期、机密信息分类和每个第三方的消费者合规性考虑、从业务部门收集服务水平协议数据以及报告与供应商相关的触发事件和问题。通过实施 LogicManager 的连接平台，该银行能够消除用于跟踪、审查、报告和风险评估的几乎所有辅助流程。该银行还能够将花在前一个点解决方案上的 IT 投资重新定向到在 TPRM 内增加员工以及信息安全和财务可行性监控服务。
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